Sometimes a year will go by and the regulatory process will seem to move in geologic time (versus real time) and nothing new has happened, that was NOT the case in 2017 which has shaped up to be a very a busy year for the FDA and drug developers. This article will explore all the major changes this year including guidance documents drafted and finalized, new legislation, other areas of interest and some tools to help you explore additional areas not covered herein but might be of interest to you; the impact of these changes is provided for some of the information. First stop, a new CEO for the FDA, or in FDA speak, a new commissioner.
New Commissioner
The head of the FDA is like a Captain of a ship, the CEO; this person sets the tone for interpretation of regulations, application of regulations and what regulations will be focused on. Dr. Scott Gottlieb was sworn in as the 23rd Commissioner of Food and Drugs on May 11, 2017 and has been busy every since doing what he can to streamline drug development (from both the Sponsor and FDA perspective), speed up breakthrough therapy reviews, issue more guidance documents and crack down on the opioid addiction epidemic. Based on his brief output for 2017, 2018 will be another whirlwind year as well.
Guidance Documents
The beginning of 2017 was a busy time for the FDA, there was a flood of guidance documents published in the Federal Register as either draft or final guidance document as it seemed like the FDA wanted to get through as many guidance documents as possible prior to the regime change since a new president usually means a change in the head of the FDA.
Following is a list of all guidance documents published in 2017 so far, their status followed with all manufacturing guidance documents highlighted. Want to know where you can check for new guidance documents? FDA posts them here.
Search for the guidance document you want here.
Table X: 2017 Guidance Documents
CATEGORY |
TITLE |
TYPE |
DATE |
Generics |
General Principles for Evaluating the Abuse Deterrence of Generic Solid Oral Opioid Drug Products Guidance for Industry |
Final Guidance |
11/21/17 |
User Fees |
Assessing User Fees Under the Biosimilar User Fee Amendments of 2017 Guidance for Industry |
Draft Guidance |
11/15/17 |
International Council for Harmonisation - Safety |
S5(R3) Detection of Toxicity to Reproduction |
Draft Guidance |
11/09/17 |
Procedural |
Use of a Drug Master File for Shared System REMS Submissions Guidance for Industry |
Draft Guidance |
11/08/17 |
Clinical/Medical |
Evaluating Drug Effects on the Ability to Operate a Motor Vehicle |
Final Guidance |
11/08/17 |
Clinical/ Medical |
Recurrent Herpes Labialis: Developing Drugs for Treatment and Prevention |
Final Guidance |
11/06/17 |
Compliance |
Recommended Statement for Over-the-Counter Aspirin-Containing Drug Products Labeled With Cardiovascular Related Imagery Guidance for Industry |
Final Guidance |
11/06/17 |
Clinical/Antimicrobial |
Chronic Hepatitis C Virus Infection: Developing Direct-Acting Antiviral Drugs for Treatment Guidance for Industry |
Final Guidance |
11/06/17 |
Pharmaceutical Quality/CMC |
ANDAs: Pre-Submission of Facility Information Related to Prioritized Generic Drug Applications (Pre-Submission Facility Correspondence) Guidance for Industry |
Draft Guidance |
11/03/17 |
Procedural |
Formal Dispute Resolution: Appeals Above the Division Level Guidance for Industy |
Final Guidance |
11/03/17 |
Generics - User Fees |
Controlled Correspondence Related to Generic Drug Development Draft Guidance for Industry |
Draft Guidance |
11/02/17 |
International Conference on Harmonisation - Efficacy |
E9(R1) Statistical Principles for Clinical Trials: Addendum: Estimands and Sensitivity Analysis in Clinical Trials |
Draft Guidance |
10/30/17 |
User Fees |
Assessing User Fees Under the Generic Drug User Fee Amendments of 2017 Guidance for Industry |
Draft Guidance |
10/27/17 |
Clinical/Medical |
Pediatric Gastroesophageal Reflux Disease: Developing Drugs for Treatment Guidance for Industry |
Draft Guidance |
10/26/17 |
Clinical Pharmacology |
Clinical Drug Interaction Studies — Study Design, Data Analysis, and Clinical Implications Guidance for Industry |
Draft Guidance |
10/25/17 |
Clinical Pharmacology |
In Vitro Metabolism- and Transporter- Mediated Drug-Drug Interaction Studies Guidance for Industry |
Draft Guidance |
10/25/17 |
Generics / User Fees |
Post-Complete Response Letter Meetings Between FDA and ANDA Applicants Under GDUFA |
Draft Guidance |
10/13/17 |
User Fees |
Assessing User Fees Under the Prescription Drug User Fee Amendments of 2017 Guidance for Industry (PDF - 96KB) |
Draft Guidance |
10/12/17 |
Generics |
Determining Whether to Submit an ANDA or a 505(b)(2) Application Guidance for Industry |
Draft Guidance |
10/11/17 |
Clinical Antimicrobial |
Respiratory Syncytial Virus Infection: Developing Antiviral Drugs for Prophylaxis and Treatment Guidance for Industry |
Draft Guidance |
10/11/17 |
Drug Safety |
Format and Content of a REMS Document Guidance for Industry |
Draft Guidance |
10/11/17 |
Generics - User Fees |
Requests for Reconsideration at the Division Level Under GDUFA Guidance for Industry |
Draft Guidance |
10/11/17 |
Generics/User Fees/ Pharmaceutical Quality/CMC |
Completeness Assessments for Type II API DMFs Under GDUFA Guidance for Industry |
Final Guidance |
10/04/17 |
Generics / User Fees |
ANDA Submissions – Prior Approval Supplements Under GDUFA |
Final Guidance |
10/04/17 |
Generics /User Fees |
ANDAs for Certain Highly Purified Synthetic Peptide Drug Products That Refer to Listed Drugs of rDNA Origin Guidance for Industry |
Draft Guidance |
10/04/17 |
Generics - User Fees |
Formal Meetings Between FDA and ANDA Applicants of Complex Products Under GDUFA Guidance for Industry |
Draft Guidance |
10/02/17 |
Generics - User Fees |
ANDA Submissions - Refuse-to-Receive Standards: : Questions and Answers Guidance for Industry |
Draft Guidance |
10/02/17 |
Generics - User Fees |
ANDA Submissions — Amendments to Abbreviated New Drug Applications Under GDUFA Guidance for Industry |
Draft Guidance |
10/02/17 |
Pharmaceutical Quality/CMC |
Advancement of Emerging Technology Applications for Pharmaceutical Innovation and Modernization Guidance for Industry |
Final Guidance |
09/28/17 |
Pharmacology/ Toxicology |
Oncology Pharmaceuticals: Reproductive Toxicity Testing and Labeling Recommendations Guidance for Industry |
Draft Guidance |
09/28/17 |
Procedural |
Expedited Programs for Serious Conditions––Drugs and Biologics |
Final Guidance |
09/22/17 |
Biosimilars |
Statistical Approaches to Evaluate Analytical Similarity |
Draft Guidance |
09/21/17 |
Pharmacology/Toxicology |
Microdose Radiopharmaceutical Diagnostic Drugs: Nonclinical Study Recommendations |
Draft Guidance |
09/12/17 |
Procedural |
Identifying Trading Partners Under the Drug Supply Chain Security Act Guidance for Industry |
Draft Guidance |
08/18/17 |
Pharmaceutical Quality/Manufacturing Standards (CGMP) |
Expiration Dating of Unit-Dose Repackaged Solid Oral Dosage Form Drug Products |
Draft Guidance |
08/08/17 |
Pharmaceutical Quality/CMC |
CMC Postapproval Manufacturing Changes for Specified Biological Products To Be Documented in Annual Reports |
Draft Guidance |
08/08/17 |
Labeling |
Child-Resistant Packaging Statements in Drug Product Labeling Guidance for Industry |
Draft Guidance |
08/02/17 |
Clinical/Antimicrobial |
Antibacterial Therapies for Patients With an Unmet Medical Need for the Treatment of Serious Bacterial Diseases |
Final Guidance |
08/01/17 |
Over-the-counter |
Consumer Antiseptic Wash Final Rule Questions and Answers |
Final |
07/25/2017 |
ICH-Efficacy |
PDEs for Triethylamine and for Methylisobutylketone |
Final |
07/24/2017 |
ICH-Quality |
Q3C Tables and List Rev. 3 |
Final |
07/24/2017 |
ICH-Quality |
ICH Q3C Maintenance Procedures for the Guidance for Industry Q3C Impurities: Residual Solvents |
Final |
07/24/2017 |
ICH-Multidisciplinary |
M4E(R2): The CTD – Efficacy |
Final |
07/24/2017 |
Bioequivalence recommendations |
Diclofenac sodium_204623 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Brivaracetam_205836 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Silver sulfadiazine_017381 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Triamcinolone acetonide_011602 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Cyanocobalamin_021642 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Fluphenazine HCl_089804 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Dasabuvir Sodium; Ombitasvir; Paritaprevir; Ritonavir_208624 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Dabigatran Etexilate Mesylate_22512 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Aspirin; Omeprazole_205103 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Tenofovir alafenamide fumarate_208464 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Uridine triacetate_208159 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Obeticholic Acid_207999 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Brimonidine Tartrate_0.15_21262 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Aspirin_200671 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Glycopyrrolate_207923 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Dextroamphetamine sulfate_040361 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Gentamicin sulfate_062307 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Triamcinolone acetonide_087356 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Tiopronin_19569 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Clocortolone pivalate_017765 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Gefitinib_206995 |
Draft |
07/11/2017 |
Bioequivalence recommendations |
Trifluridine; Tipiracil_207981 |
Draft |
07/11/2017 |
Administrative / Procedural
|
Product Identifier Requirements Under the Drug Supply Chain Security Act – Compliance Policy Guidance for Industry |
Draft |
06/30/2017 |
Administrative / Procedural |
Use of Electronic Records and Electronic Signatures in Clinical Investigations Under 21 CFR Part 11 – |
Draft |
06/20/2017 |
ICH-Quality |
Q11 Development and Manufacture of Drug Substances—Questions and Answers (regarding the selection and justification of starting materials. |
Draft |
02/17/2017 |
Administrative / Procedural |
Requirements for Transactions with First Responders under Section 582 of the Federal Food, Drug, and Cosmetic Act— Compliance Policy Guidance for Industry |
Final |
02/16/2017 |
Administrative / Procedural |
Dear HealthCare Provider Letters: Improving Communication of Important Safety Information |
Final |
02/08/2017 |
Administrative / Procedural |
Drug and Device Manufacturer Communications With Payors, Formulary Committees, and Similar Entities – Questions and Answers Guidance for Industry & Review Staff |
Draft |
01/18/2017 |
Biosimilarity |
Considerations in Demonstrating Interchangeability With a Reference Product Guidance for Industry |
Draft |
01/17/2017 |
|
2016 Medical Gas Container-Closure Rule Questions and Answers Guidance for Industry |
Final |
01/17/2017 |
Clinical - Medical |
Assessment of Abuse Potential of Drugs |
Final |
01/17/2017 |
Compounding, Administrative / Procedural |
Interim Policy on Compounding Using Bulk Drug Substances Under Section 503B of the Federal Food, Drug, and Cosmetic Act |
Final |
01/13/2017 |
Generic Drugs |
Referencing Approved Drug Products in ANDA Submissions Guidance for Industry |
Draft |
01/13/2017 |
Generic Drugs |
Comparative Analyses and Related Comparative Use Human Factors Studies for a Drug-Device Combination Product Submitted in an ANDA: Draft Guidance for Industry |
Draft |
01/13/2017 |
Compounding, Administrative / Procedural |
Interim Policy on Compounding Using Bulk Drug Substances Under Section 503A of the Federal Food, Drug, and Cosmetic Act Guidance for Industry |
Final |
01/13/2017 |
Compliance, CGMP, Pharmaceutical Quality |
Repackaging of Certain Human Drug Products by Pharmacies and Outsourcing Facilities |
Final |
01/12/2017 |
Generic Drugs |
Guidance for Industry 180-Day Exclusivity: Questions and Answers |
Draft |
01/12/2017 |
Compliance, Pharmaceutical Quality, CGMP |
Mixing, Diluting, or Repackaging Biological Products Outside the Scope of an Approved Biologics License Application |
Draft |
01/12/2017 |
Clinical - Medical |
Multiple Endpoints in Clinical Trials Guidance for Industry |
Draft |
01/12/2017 |
Labeling |
Nonproprietary Naming of Biological Products Guidance for Industry |
Final |
01/12/2017 |
Combination Products, CGMP |
Current Good Manufacturing Practice Requirements for Combination Products |
Final |
1/10/2017 |
Q&A |
Annual Reporting by Prescription Drug Wholesale Distributors and Third-Party Logistics Providers: Questions and Answers Guidance for Industry |
|
01/09/2017 |
Major Legislation/Regulations
What were the major legislation that was passed this year and will find their way to implementation through the passage of regulations or by other means enacted?
PDUFA/GDUFA/BsUFA
On August 18, 2017, the President signed into law the Food and Drug Administration Reauthorization Act (FDARA), with provisions that went into effect October 1, 2017 and remain in effect through September 30, 2022. FDARA included reauthorization of:
- Prescription Drug User Fee Act (PDUFA) (Fifth time reauthorized)
- Generic Drug User Fee Amendments (GDUFA) (first time reauthorized) (ANDA, Drug Master Files,
- Biosimilar User Fee Act (BsUFA) (first time reauthorized)
Table X. Brief Overview of FDARA User Fee Agreement
User Fee |
What Does it Provide |
Impact Analysis |
PDUFA |
Provides the FDA with new authority to require a pediatric investigation into an adult cancer drug if that drug is directed at a molecular target that is relevant to a pediatric cancer |
Pediatric trials for oncology products could often be waived until after marketing approval for the adult indication, this was especially true for orphan cancers; FDA can now require a pediatric program. |
PDUFA |
Providing resources for highly successful, and resource intensive breakthrough therapies program for drugs |
If you have a Breakthrough program, FDA will have more funding to resource the regulator side |
PDUFA |
Continuing to leverage the use of “real-world” health data to inform regulatory decision making, including enhancing the capabilities of FDA’s Sentinel System for drug |
The ability to use real world evidence could potentially help get drugs approved with few Phase 3 patients; this is to “support” approval data, not replace it |
PDUFA |
Providing new opportunities for early consultation on the use of new surrogate endpoints |
- A request to discuss a surrogate endpoint will be a Type C meeting request
- At the meeting discuss feasibility of the surrogate as a primary endpoint, any knowledge gaps, and how these gaps should be addressed before surrogate could be used as primary basis for approval.
• FDA is signaling it is open to discussing new indication and endpoints |
PDUFA |
Streamlining combination product review to enhance coordination and transparency between FDA and industry. |
Hopefully this will lead to a more streamlined review of combination products and shorter marketing application review times |
PDUFA |
Structured Approach to Benefit-Risk Assessment |
FDA will publish an implementation plan for benefit-risk assessment so that Sponsors will understand all the elements and factors that need to be taken into consideration |
PDUFA |
New Meeting Review Timeline for some Type B and Type C Meetings |
- Meeting packages will be due earlier for certain Type B meetings (EOP1, EOP2) by Day 20 after meeting request
- Type C meeting packages will be due by Day 28 after meeting request
- Sponsors will have a chance to submit comments to the preliminary FDA comments and have FDA review them prior to the actual meeting
- Will make the meeting process more meaningful to the drug development process
|
PDUFA |
New Fee Structure |
- Application fee – will account for 20% of total target revenue
- Program fee – will account for 80% of total target revenue
- Supplement and establishment fees are being discontinued; product fee replaced by program fee
- Program fee applies to the sponsor of a human drug application approved as of October 1 of each fiscal year
- Each separate product approved under the application will incur a separate fee
- The total number of fees will be limited to five (5) per application
- A product is a specific strength or potency of a drug in its final dosage form
|
GDUFA |
75% refund for submissions that have been withdrawn prior to being received |
Cost of application will be recoverable if an application needs to be withdrawn |
GDUFA |
No more Prior Approval Supplement (PAS) fee |
|
GDUFA |
Contract Manufacturing Organization (CMO) fee – one-third the Finished Dosage Form (FDF) fee |
• A CMO is a facility that provides contract manufacturing for ANDA sponsors
• A CMO does not hold any ANDAs and is not affiliated with any ANDA holder
Reduced fee currently paid by a CMO |
GDUFA |
Generic Drug Applicant Program Fee (the “ANDA Holder Program Fee”) |
Each person and its affiliates will be assessed an annual fee depending on the number of approved ANDAs in their combined portfolio. There will be three tiers:
• Large: More than 20 approved ANDAs
• Medium: Between 6 and 19 approved ANDAs
• Small: Five or fewer approved ANDAs
– The fee for each tier will differ:
• Large: Full fee
• Medium: 40% of the ‘large’ fee
• Small: 10% of the ‘large’ fee |
BsUFA |
Authorizes FDA to assess and collect fees for biosimilar biological products from October 2017 through September 2022 |
- Fee types
- Biological Product Development (BDP) program fees (initial, annual, reactivation)
- Application fee
- Program fee
- Changes
- No supplement, establishment, or product fees
-
- Discontinuation of the reduction of BPD fees paid from the application fee
- New fee: Program fee
- Applies to the sponsor of a biosimilar biological product application approved as of October 1 of each fiscal year and does not appear on a discontinued biosimilar list
- Each separate product approved under the application will incur a separate fee
- Total number of program fees is limited to five (5) per application
A biosimilar biological product is a specific strength of a biological product in final dosage form
|
21st Century Cures Act
Some could argue that this was signed into law on 2016, not 2017 so it shouldn’t be included here, but just like a tsunami that gets started out at sea (i.e. 2016), the effects of the law hit land in 2017. Some of the major legislation and acts introduced in this law (and supported by FDARA) include:
- The Regenerative Medicine Advanced Therapy, or RMAT, that offers a new expedited option for certain eligible biologics products.
- The Breakthrough Devices program, designed to speed the review of certain innovative medical devices.
- Reauthorization of the Priority Review Vouchers for pediatric orphan drugs
- Real World Data
- Novel Clinical Trial Design
- Issue patient focused drug development guidance
- Issue compliance activity reports (whether or not companies have posted on clinicaltrials.gov or not)
Want to see the FDA’s progress with the act? Progress reports can be found here.
OTC Monograph User Fee Program?
A user fee program for nonprescription (over-the-counter or OTC) monograph drugs would be a potential funding mechanism to supplement congressional non user-fee appropriations, and would support timely and efficient FDA review of the efficacy and safety of ingredients included in or proposed for inclusion in a monograph. This user fee act is currently being negotiated. For more and current information.
Agreements and Other Items of Interest
Mutual Recognition promises new framework for pharmaceutical inspections for United States and European Union. The United States and the European Union (EU) completed an exchange of letters to amend the Pharmaceutical Annex to the 1998 U.S.-EU Mutual Recognition Agreement. Under this agreement, U.S. and EU regulators will be able to utilize each other’s good manufacturing practice inspections of pharmaceutical manufacturing facilities. Ultimately, this will enable the FDA and EU to avoid the duplication of drug inspections, lower inspection costs and enable regulators to devote more resources to other parts of the world where there may be greater risk.
On October 31 2017 it was announced that the FDA will recognize eight European drug regulatory authorities as capable of conducting inspections of manufacturing facilities that meet FDA requirements including: Austria, Croatia, France, Italy, Malta, Spain, Sweden and the United Kingdom..
The agency is expected to announce additional countries that meet FDA requirements in the first quarter of 2018, and believes that the progress made so far puts them on track to meet their goals of completing all 28 national capability assessments in the European Union (EU) by July 2019.
Tools that Can Help Predict Upcoming Regulations or Stay Updated
Guidance document agenda for 2017
Still using an old guidance document? See the list of withdrawn guidances.
Novel drug approvals in 2017
First time Generic approvals.
Biologic Approvals
Drug Approval Packages
Meredith Brown-Tuttle, RAC, FRAPS, is the principal consultant for Regulatorium a company specializing in regulatory intelligence, writing and strategy. She is the author of IND Submissions: A Primer, published by Barnett, Regulatory Intelligence 101, published by RAPS, numerous articles and a member of the RAPS Board of editors. She can be reached at [email protected].